401(k) Contribution Limits 2009 and Beyond

Article by Brian Nelson (18,015 pts ) , published Sep 16, 2009

One of the best and easiest ways to save for retirement is to maximize the contributions to your 401k plan. The maximum amount you can contribute changes every year though. What is the maximum 401(k) plan contribution this year, and what will it be next year?

2009 401k Contribution Limits

retirement-investing-401k-planningThe IRS sets the maximum allowable contribution to various types of retirement plans and pension plans, unless the limits were specifically set in the law passed by Congress. For plans with contribution limits that are adjusted for inflation, or with cost-of-living adjustments, the IRS releases the amounts for the upcoming year in October. So, the pension plan limitations for 2010 will be released in October of 2009.

For 2009, the annual contribution limits for a 401(k) plan are not completely straightforward for two major reasons. One is that 401k plans allow for a catch-up contribution for employees who are age 50 or older. The second is that there are rules which require a 401(k) plan to have a certain ratio of investments between highly-compensated employees (and certain owners) and non-highly compensated employees.

Assuming that your 401k plan meets the requirements to avoid a “top-heavy” designation, then the only concern is catch-up contributions.

For 2009, the maximum amount you can invest in your 401k is $16,500. However, if you are 50 or older, you can contribute an additional amount up to $5,500 for a total maximum 2009 401k contribution limit of $22,000.

Here is a link to the IRS 401(k) Resource Guide if you want all the gory details: IRS Official 401(k) Information

Future Contribution Limits

Starting in 2010, the maximum 401k plan contribution will be adjusted for cost-of-living increases. That means that the 2010 maximum contribution limits will be published in October of 2009.

Other 401k Contribution Limits

While most Americans will never be subject to them, there are additional rules and regulations for 401k contributions for certain individuals. These additional rules affect primarily business owners, and highly paid employees, those with compensation over $245,000 annually.

For these individuals, the total contributions made to all accounts cannot exceed $49,000 for 2009. This includes all employer contributions, matching, profit sharing, and the employee’s own contributions. For example, if an employee received a $25,000 profit sharing bonus in their 401(k) and the plan has a one for one match, the employee cannot contribute more than $12,000 during 2009 and still get the company match.

$25,000 bonus + $12,000 contribution + $12,000 match = $49,000.

In addition, contributions made to retirement accounts may never exceed 100% of compensation. This prevents employees from earning a small taxable salary and collecting a huge tax-deferred employer contribution to their 401k or other retirement plan.

If you want to contribute more toward your retirement, you may want to consider a non-deductible IRA contribution.

Comments

Nov 18, 2009 11:56 AM
Gary B
401K Max
I believe the 245K max earnings relates to the allowable MATCH; especially, in regard to Safe Harbor plans. Thereby, the match is limited but the EE contribution continues until the $16500 (plus catch up if applicable) where the total amount contributed (including match) cannot exceed $49K.
Oct 15, 2009 1:22 AM
Highly Compensated
Sybil,
The limit is on the amount of income that can be included for making various calculations, not an amount that shuts off the ability to make 401k contributions once it is hit.

I don't know anything about PeopleSoft, but what it should be doing is stopping the contribution once the employee hits their limit for the year, whether that is in April or November. I'm not sure if the software is smart enough to keep a plan from becoming top-heavy by stopping the contributions of highly compensated employees when the ratios get out of line, but that would be the only thing that makes sense.
Aug 25, 2009 5:04 PM
Sybil Henry
Question - Highly compensated
For employees that earn more that $245,000. Does the rule limit contributions based on either 401K maximum contribution or maximum earning or both. For example:

Employee A earns $275,000 + bonus and begins contributing 3% in February. With bonuses - the employee exceeds earnings of $245,000 but has only contributed a total of $7,800 by mid year. Should the employees deductions stop because the employee has exceeded the earnings limit or can the employee continue to contribute until they meet their limit?

The reason I ask - I am working with a client on a PeopleSoft implementation and PeopleSoft is stopping the deduction because it's using the max earnings for the year.
Aug 3, 2009 5:23 PM
Correction
Yikes! How embarrassing.

Never copy and paste while working on more than one document.

It is indeed $16,500 for the basic 401(k) contribution limit and the catch-up is $5,500 for 2009.

I have corrected the original posting. Thanks for the heads up.
Aug 3, 2009 11:10 AM
Richard
2009 401K Maximum
Brian, I believe the figures in your post are incorrect. The 2009 401K limit is $16,500, plus an additional $5,500 if you are over 50, for a total of $22,000.